Financial Adviser Apprenticeship
Level 4
The Level 4 Financial Adviser Apprenticeship standard is designed for apprentices with no experience, although it could also act as a progression opportunity for those in other roles such as financial services administrator, mortgage adviser or paraplanner.
These financial advice apprenticeships typically include expert-led instruction, mentorship, and real-world application, allowing apprentices to develop a comprehensive understanding of the financial advisory profession. Successful completion of the Financial Adviser Apprenticeship leads to the industry recognised qualification Diploma for Financial Advisers (DipFA) and individuals that undertake this programme are rounded and ready for a rewarding, challenging career.
Duration:
18 -22 months
Professional Qualification:
Diploma for Financial Advisers (DipFA)
Study Modes:
Blended learning
Geography:
England
What will the apprentice learn?
A financial adviser apprentice will gain a foundational understanding of financial planning principles, enabling them to assist clients in creating holistic financial plans tailored to their individual needs and objectives.
Additionally, the apprentice will focus on honing essential soft skills, such as effective communication and relationship management. They will learn to articulate complex financial concepts clearly and establish strong client relationships. This combination of technical expertise, interpersonal skills, and ethical awareness prepares financial adviser apprentices to navigate the dynamic landscape of personal finance.
Key Learning Outcomes
Financial Products and Services Knowledge develop a deep understanding of various financial products and services including investments, pensions, insurance, and loans.
Client Relationship Management enhance communication and interpersonal skills for the purpose of establishing and sustaining relationships with clients.
Regulatory Compliance and Legal Requirements understand and adhere to the regulatory frameworks and legal requirements governing the financial industry.
Investment Strategies and Risk Management gain expertise in different investment strategies and risk management techniques.
Financial Planning and Analysis acquire skills in financial analysis to assess clients’ current financial situations and future goals.
Ethical and Professional Conduct demonstrate ethical behaviour in all aspects of financial advising.
My mentor has been a great support during my apprenticeship going above and beyond throughout. Overall I would 100% recommend Simply Academy.”
Georgia Jones
HCF Partnership
Typical Student Journey
Typically, Simply Academy students achieve their Financial Adviser Apprenticeship within 22 months of part time study.
How does the Financial Adviser Apprenticeship benefit employers?
The Financial Adviser Apprenticeship offers significant advantages to employers seeking skilled professionals in the financial advisory sector. Firstly, it allows companies to cultivate a pool of talent with tailored expertise, as apprentices receive targeted training that aligns with the specific needs of the financial advisory industry. This ensures that the apprentices are well-versed in the latest industry practices making them valuable assets to the company.
Secondly, the apprenticeship model facilitates a smooth transition for apprentices into full-fledged financial advisers within the organisation. Employers benefit from having individuals who are not only equipped with the theoretical knowledge but have also gained practical experience and mentorship during the apprenticeship. This holistic approach to training ensures that apprentices are ready to contribute effectively to the company’s success, reducing the time and resources required for onboarding and enhancing the overall efficiency of the organisation’s financial advisory team.
We’ve found that apprenticeships are unmatched as a way to source new talent and increase the skill level in our team. Simply’s service has been invaluable to us.”
Maurice Gertski
Gertski Wealth Management
Register Your Interest
Our apprenticeship programmes are specifically designed for employers and professionals. Please contact one of our experienced advisers for more information.
